by admin | Feb 7, 2017 | Blog, Regulatory
Keeping an investor’s tax bill low can mean higher effective returns While tax considerations should never dictate an investor’s choice of mutual funds, they are still an important part of the selection process. Understanding how different types of mutual funds are...
by admin | Jan 31, 2017 | Blog, Regulatory
The “Client Relationship Model” (CRM) is a series of initiatives that touch on every aspect of the relationship between investors and participants (including dealers and advisors) in the investment industry. Through CRM, investors will get clear, thorough,...
by admin | Jan 24, 2017 | Blog, Industry Insights
To better understand the attitudes and opinions of Canadian mutual fund holders, the Investment Funds Institute of Canada (IFIC) commissioned independent research firm Pollara to conduct a national study. The latest report – Canadian Mutual Fund Investors’ Perceptions...
by admin | Jan 17, 2017 | Blog, Study Tips
Taking professional development courses as an adult can be a challenge. You’re no longer a full-time student with little to worry about besides getting to that 8 a.m. class after a late-night cram session. Now, you have a demanding career, maybe a family and many...
by admin | Jan 10, 2017 | Blog, Regulatory
The final stage of Client Relationship Model – Phase 2 (CRM2) will be rolled out by most dealers in early 2017. That means preparing for important conversations with clients about new information they will see on their investment account statements. There are two main...
