Description

• Responsible for the registration process and filings on the National Registration Database (NRD).
• Provide guidance to employees and branches on registration matters.
• Responsible for keeping abreast of regulatory changes and requirements that impact registration.
• Maintain communication with regulators concerning matters on registration.

Key skills or attributes

• Computer proficient
• Precise and accurate
• Multi-tasker
• Focused on details

Salary range:
$40,000 – $60,000

Recommended courses:
Ethics and Professional Conduct Course (EPC)