by admin | Aug 24, 2018 | Blog, Regulatory
Beginning December 10, 2018, investors purchasing exchange-traded funds (ETF) will receive a user-friendly document that provides a snapshot of important information about their investment. They are entitled to receive a copy of these summaries within two days of...
by admin | Mar 27, 2018 | Blog, Regulatory
As the demographics shift and more and more Canadians hit their twilight years, they can become vulnerable to exploitation, especially financial exploitation. Canadians 55 and older are rapidly becoming the largest constituent group in the country, expected to make up...
by admin | Mar 20, 2018 | Blog, Regulatory
March is Fraud Prevention Month. Whether we want to admit it or not, we’re all potentially vulnerable to financial fraud. Here are some tips to help identify potential scams and protect yourself from fraud. In an ideal world, we wouldn’t need to talk about this or...
by admin | Dec 12, 2017 | Blog, Careers, Regulatory
The case for working with a financial advisor Over the past twenty years, the availability of information and the accessibility of online investing tools have created a new generation of do-It-yourself (DIY) investors. With the S&P/TSX Composite Index returning...
by admin | Oct 31, 2017 | Blog, Regulatory
The regulatory framework that binds a financial system is hardly given a second thought by most investors. It works in the background, reliably doing its job. You really don’t notice it unless it breaks down. If it does, only then do you appreciate how vital it is to...
by admin | Sep 27, 2017 | Blog, Regulatory
In 2017, the Investment Funds Institute of Canada (IFIC) published a report examining the latest regulatory developments around the globe. The report tracks the initiatives and efforts of 16 key international markets on how they have addressed potential conflicts of...
